Reporting/Disclosure ESG screens Indicator Type of indicator Dependent on Gateway to Disclosure Subsection PRI Principle FI 21 CORE OO 6 FI N/A PUBLIC ESG screens 6 How do you ensure that clients and/or beneficiaries understand ESG screens and their implications? (A) We publish a list of ESG screens and share it on a publicly accessible platform (1) for all of our fixed income such as a website or through fund documentation Voluntary URL link(s) to list of assets subject to ESG screens ESG screens: (B) We publish any changes in ESG screens and share it on a publicly accessible (1) for all of our fixed income platform such as a website or through fund documentation Voluntary URL link(s) assets subject to ESG screens to ESG screen changes: (3) for a minority of our fixed (C) We outline any implications of ESG screens, such as deviation from a benchmark income assets subject to ESG or impact on sector weightings, to clients and/or beneficiaries screens Engagement Engaging with issuers/borrowers Type of Dependent Gateway PRI Indicator Disclosure Subsection indicator on to Principle Engaging with FI 22 CORE OO 9 FI FI 22.1 PUBLIC 2 issuers/borrowers At which stages does your organisation engage with issuers/borrowers? (1) SSA (2) Corporate (3) Securitised (4) Private debt (A) At the pre-issuance/pre-deal ☑ ☑ ☑ ☑ stage 134
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