Engagement and escalation Type of Dependent Gateway Indicator Disclosure Subsection PRI Principle indicator on to Engagement and SAM 22 CORE OO 13 N/A PUBLIC 1 escalation Which actions does your organisation, or the investment consultants acting on your behalf, include in its formal escalation process to address concerns raised during monitoring? (5) Private equity (7) Infrastructure (A) We notify the external manager about their placement ☐ ☐ on a watch list (B) We engage the external manager's board or investment ☑ ☑ committee (C) We reduce exposure with the external manager until any non- ☐ ☐ conformances have been rectified (D) We terminate the contract with the external manager if failings persist over a (notified) ☐ ☐ period of time and explain the reasons for the termination (E) Other, please specify ☐ ☐ (F) Our organisation does not have a formal escalation process ☐ ☐ to address concerns raised by monitoring 100
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