(B) When selecting external managers of ESG/sustainability funds and mainstream (1) in all cases funds Research and screening Indicator Type of indicator Dependent on Gateway to Disclosure Subsection PRI Principle SAM 3 CORE OO 11 N/A PUBLIC Research and screening 1 When selecting external managers, which aspects of their organisation do you, or the investment consultant acting on your behalf, assess against responsible investment criteria? (Per asset class, indicate the proportion of your AUM to which each of these selection practices applies, regardless of when you selected your different external managers.) (1) Listed equity (active) (2) Listed equity (passive) (2) for the majority of our externally (2) for the majority of our externally (A) Firm culture managed AUM managed AUM (B) Investment (2) for the majority of our externally (4) for none of our externally managed AUM approach, objectives managed AUM and philosophy (C) Investment (2) for the majority of our externally (4) for none of our externally managed AUM policy or guidelines managed AUM (D) Governance (2) for the majority of our externally (2) for the majority of our externally structure and managed AUM managed AUM management oversight, including diversity (E) Investment (2) for the majority of our externally (4) for none of our externally managed AUM strategy and fund managed AUM structure (F) Investment (2) for the majority of our externally (4) for none of our externally managed AUM team competencies managed AUM 85
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