AllianzGI Principal Adverse Impact Statement Page 2 Table of Content Contents Allianz Global Investors ................................ ................................ ................................ ................................ ................................ ................................ ....................... 1 Principal Adverse Impact Statement ................................ ................................ ................................ ................................ ................................ ............................ 1 I PURPOSE AND OBJECTIVES ................................ ................................ ................................ ................................ ................................ ................................ .. 3 II APPLICABLE AREA ................................ ................................ ................................ ................................ ................................ ................................ ....................... 3 III DETAILS OF THE DUE DILIGENCE POLICIES ON THE PRINCIPAL ADVERSE IMPACTS OF INVESTMENT DECISIONS ON SUSTAINABILITY FACTORS ................................ ................................ ................................ ................................ ................................ ................................ ................ 3 1. Introduction ................................ ................................ ................................ ................................ ................................ ................................ .......................... 3 2. Identification and prioritization of Principal Adverse Impact (PAI) and Indicators ................................ ................................ ...... 4 3. Actions to address, avoid or reduce Principal Adverse Impact ................................ ................................ ................................ ................ 4 4. Stewardship Activities ................................ ................................ ................................ ................................ ................................ ................................ ..... 5 5. List of Responsible Business Conduct Codes and Internationally Recognized Standards for Due Diligence and Reporting of Principal Adverse Impact ................................ ................................ ................................ ................................ ................................ ............. 5 IV STATEMENT UPDATES AND MAINTENANCE ................................ ................................ ................................ ................................ ............................... 6 V INVESTMENT ADVICE ................................ ................................ ................................ ................................ ................................ ................................ ................ 6 VI NOTICE ................................ ................................ ................................ ................................ ................................ ................................ ................................ ............... 7
Principal Adverse Impact (PAI) Statement Page 1 Page 3