Documentation and track record Type of Dependent Gateway PRI Indicator Disclosure Subsection indicator on to Principle Documentation and track SAM 11 CORE OO 11 N/A PUBLIC 1 record As part of your selection process, which documents does your organisation, or the investment consultants acting on your behalf, review to gain confidence in external managers' responsible investment practices? (Indicate the proportion of your AUM to which each of these selection practices applies, regardless of when you selected your different external managers.) (2) for the majority of our (A) Standard client reporting, responsible investment reports or impact reports externally managed AUM (B) Responsible investment methodology and its influence on past investment (2) for the majority of our decisions externally managed AUM (3) for a minority of our (C) Historical voting and engagement activities with investees externally managed AUM (3) for a minority of our (D) Historical engagement activities with policymakers externally managed AUM (E) Compliance manuals and portfolios to ensure universal construction rules are (2) for the majority of our applied (e.g. exclusions, thematic, best-in-class definitions and thresholds) externally managed AUM (3) for a minority of our (F) Controversies and incidence reports externally managed AUM (3) for a minority of our (G) Code of conduct or codes of ethics externally managed AUM (H) Other, please specify: (1) for all of our externally .NA managed AUM 93
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