Security lending policy Type of Dependent Indicator Gateway to Disclosure Subsection PRI Principle indicator on LE 18.1, LE Security lending LE 18 CORE OO 9 LE PUBLIC 2 18.2 policy Does your organisation have a public policy that states how voting is addressed in your securities lending programme? (The policy may be a standalone guideline or part of a wider RI or stewardship policy.) ○ (A) We have a public policy to address voting in our securities lending programme. Add link(s): ○ (B) We have a policy to address voting in our securities lending programme, but it is not publicly available ○ (C) We rely on the policy of our service provider(s) ○ (D) We do not have a policy to address voting in our securities lending programme ◉ (E) Not applicable, we do not have a securities lending programme Shareholder resolutions Indicator Type of indicator Dependent on Gateway to Disclosure Subsection PRI Principle LE 19 CORE OO 9 LE N/A PUBLIC Shareholder resolutions 2 Which of the following best describes your decision-making approach regarding shareholder resolutions, or that of your service provider(s) if decision-making is delegated to them? ◉ (A) In the majority of cases, we support resolutions that, if passed, are expected to advance progress on the underlying ESG factors or on our stewardship priorities ○ (B) In the majority of cases, we support resolutions that, if passed, are expected to advance progress on the underlying ESG factors but only if the investee company has not already committed publicly to the action requested in the proposal ○ (C) In the majority of cases, we only support shareholder resolutions as an escalation tactic when other avenues for engagement with the investee company have not achieved sufficient progress ○ (D) In the majority of cases, we support the recommendations of investee company management by default ○ (E) In the majority of cases, we do not vote on shareholder resolutions 115
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